Ontario Hydro - AE/MS Research at the URL (1987-1997)
10 Years of AE/MS Research at the URL (1987-1997)

Public Report

Ontario Hydro No: 06819-REP-01200-0045-R00

R.  Paul Young, and David S. Collins

 

Introduction and Executive Summary
Professor R. Paul Young has been a Principal Investigator, responsible for acoustic emission (AE) and microseismic (MS) research, at Atomic Energy of Canada Limited’s Underground Research Laboratory (URL) since 1987. This report summarises ten years of  AE/MS research and 35 technical reports on four major research projects sponsored by AECL and carried out by Professor Young and his research group.  These studies started in 1987 with the Shaft Extension, in 1991 with the Mine-by tunnel and in 1993 with the Heated Failure Experiment. In addition, in 1990, a series of AE laboratory studies were initiated to study microcrack development in Lac du Bonnet granite samples. At present Professor Young and his group are working closely with URL staff on the Excavation Stability Study (ESS) and Tunnel Sealing Experiment (TSX) and reports on AE/MS investigations during these experiments will be available in the future. During the last ten years, Professor Young and his group have developed state-of-the-art instrumentation and new techniques to study induced seismicity for applications in rock mechanics. The URL - AE/MS research was initially conducted from Queen’s University Canada, were Professor Young established the Engineering Seismology Laboratory. In 1993, Professor Young moved his research group and laboratory to Keele University UK, where an internationally recognised centre for induced seismicity research is now established and AE/MS research for the URL is carried out.  The AE/MS instrumentation innovation is continuing through the Engineering Seismology Group (ESG), which was formed as a private company by some members of Professor Young’s research group in 1993, with the aim to supply AE/MS instrumentation to the mining industry. Currently two AE/MS instrumentation systems are operational at the URL and are networked to Keele: the modified Mine-by system, with 6 existing and 10 new triaxial accelerometers, positioned to provide coverage around existing and new excavations, and a state-of-the-art ultrasonic AE system which monitors the seal volume around the TSX tunnel.

The definition of AE/MS varies across the scientific/engineering literature but is defined here as it applies to the URL. The AE term is used for that frequency spectrum of induced seismicity which is recorded by ultrasonic transducers in the range 50-5000 kHz and is typically used for monitoring rock volumes smaller than 1000 m3 in granite. The MS term is used for that spectrum of induced seismicity which is recorded by accelerometers in the range 0.1-50 kHz and is typically used for monitoring rock volumes less than 100,000 m3 in granite. In both AE and MS monitoring the objective is to monitor brittle deformation remotely by recording the sounds emitted when rock cracks or fractures slip. The frequencies used in AE/MS monitoring are usually considerably higher than those used for earthquake monitoring  (typically  less than 0.1 kHz) and although the seismic principles are the same for AE/MS and earthquake studies, the nature and magnitude of the seismicity maybe very different. For example, in the case of large global earthquakes the predominant mechanism of failure is shear along pre-existing fractures but in the case of low-magnitude induced seismicity, crack initiation and other modes of failure are also typical. 

This interim report provides technical abstracts for the 35 AE/MS research reports which have been submitted to AECL during the last 10 years. In addition, the final report will also synthesise how AE/MS studies in granitic rocks have contributed to our knowledge of crack initiation and coalescence, the characterisation of excavation disturbed zones (EDZ) around tunnels, and the micromechanics of rock deformation. The report concludes with recommendations targeted at bringing the current AE/MS technology to a level necessary for incorporation during the  construction phase of an Underground Characterisation Facility (UCF) and subsequently during the long term monitoring of a final repository. The report will therefore provide a historical and scientific summary of the contribution AE/MS studies have made to rock mechanics research at the URL and provide a vision for future utilisation of the technology in repository design and long term monitoring.

July, 1997
 

AE/MS Technical Report Abstracts

RP001AECL: Microseismic Monitoring and Excavation Damage Assessment at Atomic Energy of Canada Limited's Underground Research Laboratory.  R. P. Young and S. Talebi, September 1988

The purpose of this project was to seismically characterize the damage induced by the excavation process to Atomic Energy of Canada's Underground Research Laboratory during the shaft extension phase (300 m. - 420 m. level). A microseismic whole waveform monitoring system was installed at this site in December 1987. Hydrophones and 3D accelerometers (up to 5 kHz) placed in 4 inclined boreholes at the 300 m. level, were used to sense microseismic waves radiated due to crack propagation in the rock mass.

An increased level of activity was observed for a period of about 2 hours after the blasts. P and S wave arrival times of signals were used to source locate the activity. The results show that crack propagation occurs mainly around the bottom and the walls of the shaft near the newly created faces. In the horizontal plane, the activity is located mainly within 1 to 2 meters of the walls of the shaft. This area should correspond to where most of the damage due to the excavation occurs. An interesting feature is that the events cluster along a preferentially NE-SW direction, compatible with observations of overbreaks and stress measurements in the area. Preliminary results relative to source mechanism characterisation were also presented.
 

RP002AECL: Manual of Source Locations of Microseismic Events Induced by Shaft Extension at the Underground Research Laboratory.  R.P. Young and S. Talebi, March 1989

This report is the second in relation to Contract #AECL/WS/293/49l75 entitled "Microseismic Monitoring and Excavation Damage Assessment at Atomic Energy of Canada Limited's Underground Research Laboratory" between Atomic Energy of Canada Ltd. and Queen's University. The report is a manual of source locations of microseismic events induced by extension of the shaft between 324 m. and 443 m. of depth. 

Further to the submission of the first report (Young and Talebi, 1988) on the same subject to AECL in September 1988 and a seminar presentation at URL in November 1988, some interest was manifested by the personnel at AECL in P and S wave velocities used for source location of the events. As mentioned in the previous report, source location algorithms use a minimum of 4 P and S arrival times to determine the co-ordinates x, y and z of an event and the time when the event occurred. It is well known that the accuracy of the solution depends on several factors, one of which is the accuracy of the values used for P and S wave velocities. The velocities we used in the first report were 6,25 km/s for P wave and 3,6 km/s for S wave, based on the results obtained by Wong et al (1983) during a tomography survey at URL. Indeed, the paper by Wong et al (1983) was the only piece of information we had available at the time of the processing of the data.

A memo was provided by AECL on velocity measurements carried out at URL, Room 205 (Hayles and Stevens, 1988).  The results for three types of raypaths (horizontal, inclined at 45° and subvertical) could be summarised as follows:

for P wave Horizontal 5535 +/- 65 m/s
 45 degrees 5626 +/- 80 m/s
 subvertical 5896 +/ -65 m/s

for S wave Horizontal 3443 +/- 58 m/s
 45 degrees 3270 +/- 30 m/s
 subvertical 3435 +/- 26 m/s

These results suggest the presence of an anisotropic velocity field at the URL. They are, otherwise, lower than those of Wong et al (1983). This apparent discrepancy could be due to several factors. The area of the rock mass and the range of distances used by Hayles and stevens (1988) are respectively closer to underground walls and shorter than those used by Wong et al (1983). A certain scale effect and/or influence of a destressed area affecting the results of Hayles and Stevens (1988) cannot be excluded.

Taking all these facts into account, we decided, however, to use the results of Hayles and Stevens (1988) in the manual. The velocities used for activity due to blast #49 to blast #70 (324 m. to 370 m. of depth) are those obtained for 45 degree rays. The velocities obtained for subvertical angles were used to source locate the activity due to blast #71 to blast #105 (370 m. to 443 m. of depth). 3D view, plan view and vertical section of source location after each blast have been presented. Due to the large number of events following blast #96, it was decided to divide the time period after this blast into 5 shorter periods to get a better presentation. Otherwise, following the same methodology as that used in the first report, 3D view, plan view and vertical section of source locations are also presented week by week.

The source locations obtained using the results of Hayles and Stevens (1988) are slightly different from those obtained in the first report: discrepancies of a few meters have been observed in some cases. This is perfectly understandab1e since the velocities used in the two cases are in some cases different by more than 10%. However, the conclusions of our first report concerning the extent of the damaged area around the shaft and preferential NE-SW orientation of source location in some cases are still valid. It seems appropriate to state that the knowledge of the true in situ velocities in the area around the shaft is required. Only direct measurement of velocities in that area could resolve the uncertainties associated with the accuracy of source locations.

A velocity survey around the shaft has been planned in the new contract and will take place in March 1989. It is planned to use a series of 1 m. deep boreholes drilled at 3 meter intervals around the shaft in different directions. The results of this survey will provide the most appropriate set of velocity measurements to be used in the source location of microseismic events since the raypaths would be close to those of microseismic waves radiated by the events. The source locations calculated as a result of this survey will form the basis of a further report.
 

RP003AECL: Final Report On Source Location of Microseismic Events Induced by Shaft Excavation at the Underground Research Laboratory.  S. Talebi and R. P. Young, September 1989

The purpose of this research project was to seismically characterize the damage induced by the excavation process to Atomic Energy of Canada's Underground Research Laboratory (URL) during the shaft extension phase (324 m. - 443 m. of depth). A microseismic whole waveform monitoring system was installed at this site in December 1987. Hydrophones and 3D accelerometers (up to 5 kHz) placed in 4 inclined boreholes at the 300 m. level, were used to sense microseismic waves radiated due to crack propagation in the rock mass.

The microseismic data-set recorded during shaft extension was source located using P and S wave velocities from the velocity survey along the shaft carried out in March 1989. The events are located within a distance of 10 m from the bottom of the shaft in the vertical direction. The mean radial distance of the events from the centre of the shaft is 4.28 m (the radius of the shaft is 2.3 m). This parameter shows an increase with depth below 370 m. Statistical methods were used to quantitatively analyse the preferential NE-SW orientation of the events. A clear clustering is observed between N20°E and N60°E.
 

RP004AECL: In Situ Measurements of P & S Wave Velocities at The Underground Research Laboratory.  S. Talebi and R. P. Young, September 1989

A velocity survey was carried out along the shaft at URL using 32 horizontal shallow boreholes drilled between the 300 m level and the 420 m level for shot locations. The P and S wave velocities and elastic moduli obtained are in the following range:

P wave velocity:      5.618 km/s to 5.877 km/s
S wave velocity:      3.270 km/s to 3.405 km/s
Dynamic Poisson's ratio:   0.225 to 0.249
Dynamic Young's modulus: 71.2 GPa to 77.5 GPa

A mean value of 5.763 km/s for P wave velocity and 3.376 km/s for S wave velocity is obtained for the whole data set. A mean value of 0.244 for the dynamic Poisson's ratio is obtained using a Wadati diagram. In general, the results show lower velocities for sub-horizontal and low-angle raypaths and higher velocities for steep-angle raypaths.
 

RP005AECL: Source Mechanism Characterisation of Microseismic Events Induced by Shaft Excavation at the Underground Research Laboratory.  S. Talebi, R.P. Young, D.J. Rawlence and S.J. Gibowicz, July 1990

This report describes an investigation of source mechanism and source parameters for the microseismic events induced by shaft sinking at the URL between 324 m and 443 m of depth during the period January to August 1988.  A S/P wave amplitude ratio scheme was used for focal mechanism determinations with a two-stage grid search procedure. Satisfactory results were obtained on synthetic data with coarse and fine mesh sizes of 5° and 1° respectively. Signals recorded from production blasts during shaft extension and those from blasting caps of the velocity survey along the shaft (March 1989) were used to calibrate the sensors. From an initial 340 events meeting the cut-off criteria, the algorithm converged to a minimum in 288 cases with no mismatch in P-wave first motions. The results from 95 solutions with misfit values less than 1 were used for further analysis. These events were divided into three sub-sets with regard to the bottom of the shaft for each production blast: top, middle and bottom zones. A very clear decoupling was observed between the results of the top and bottom zones. The agreement between the P, T and B axes of focal mechanisms and the orientations of the principal stress components at URL is best for the top zone sub-set. The results of source parameter determinations for the same 95 events could be summarised as follows:

P-wave corner frequency: 1100 Hz to 4300 Hz 
S-wave corner frequency: 960 Hz to 3600 Hz 
Moment magnitude: -3.6 to -1.9 
Seismic moment: 5103 Nm to 1.5 106 Nm 
Seismic energy: 0.0033 J to 70 J 
Source radius: 0.3 m to 0.7 m 
Apparent stress: 0.02 MPa to 2.4 MPa 
Stress drop: 0.04 MPa to 3.0 MPa

The ratio of S-wave energy to P-wave energy ranges from 1.5 to 70; for one third of events this ratio is smaller than 10. These events have also low apparent stresses and are probably associated with some component of tensile failure at the source. However, shear failure is, in most cases, the dominant mode of failure. The events associated with the development of the 420 m level have, in general, larger seismic moments than those caused by the shaft extension. this suggests that the seismic response of the rock mass, particularly the magnitude of the events, depends on the direction of excavation. Larger events tend to occur deeper along the shaft and are more likely to result from a pure shear failure, in agreement with increasing stress levels with depth.
 

RP005aAECL: Borehole Breakouts a Review of the Theory and a Discussion of their Investigation Using Seismic Methods.  D.J. Rawlence and R. P. Young, January 1990

Borehole breakout and sidewall failure in highly stressed tunnels are of concern in the stability of boreholes and the design of safe underground openings. These phenomena are the result of localised stress concentrations causing spalling or shear failure of the brittle rock. The purpose of this report is to review the current literature on the theory of breakout formation and discuss how techniques from seismology can be used for their investigation.
 

RP006AECL: Design of a Microseismic System for the Underground Research Laboratory Mine-by Experiment.  S. Talebi and R.P. Young, October 1990

This report is the first in relation to Contract WS-30J-54474 between Atomic Energy of Canada Limited (AECL) and Queen’s University.  The report describes a microseismic monitoring system designed for the mine-by experiment at the 420 m level of the Underground Research Laboratory (URL), Pinawa, Manitoba.

The report first provides a summary of the main findings of the shaft extension monitoring project.  Then the guidelines for the design of a microseismic monitoring system is analysed: the objectives of the experiment, the type and number of sensors to be used and their coupling to the rock mass, the geometry of the array, the expected microseismic activity, followed by an examination of the sources of inaccuracy in source location determinations.  The proposed microseismic system is then described: the array of sensors, the acquisition systems and the schedule of costs.  A discussion on the proposed systems and the expected results concludes the report.
 

RP007AECL: Seismic and Radar Characterisation at the 240 M Level Of The Underground Research Laboratory. S. Talebi and R.P. Young, November 1990

Following an agreement reached with the geophysics division of the Whiteshell Nuclear Establishment, radar and tomographic surveys were carried out in March and April 1989 at the URL, 240 m level in a pillar between room 207, 208 and 209. This report summarises the results of this experiment, the processing and the interpretation of the signals.

The recorded signals had low noise levels and clear onsets of P waves, allowing for a very accurate determination of arrival times. Some secondary arrivals were observed on some signals. A back projection image was produced and used as a starting point for a simultaneous iterative reconstruction technique routine. The seismic and radar tomograms show generally higher velocities in the middle of the pillar and lower velocities close to the edges of the pillar. However, very little velocity contrast in the image could be attributed to the internal structural properties of the pillar. Evidence of the influence of anisotropy on the results was observable, particularly in the case of radar tomograms. Seismic velocities showed about 6% anisotropy with a maximum velocity oriented at N56°E (for radar, these values are respectively 13.5% and N78°E). This is in reasonable agreement with the orientation of the vertical joints and the maximum principal stress at the 240 m level of the URL.

It was also observed, during this experiment, that the seismic waves induced by detonating blasting caps in the surveyed area at the 240 m level were detectable at the sensors of the microseismic system at the 300 m level. Thus these signals were recorded on the microseismic system at URL and the data set is available for any future investigation of the properties of the fracture zone #2 through which the rays have passed.
 

RP008AECL: Ultrasonic Imaging and Acoustic Emission Monitoring of Laboratory Hydraulic Fracturing Experiments in Lac du Bonnet Grey Granite from AECL's Underground Research Laboratory.  T. Chow, S.D. Falls, S.R. Carlson, and R.P. Young, November 1990

Ultrasonic tomography and acoustic emission data were obtained during laboratory hydraulic fracturing tests on two large cylinders of Lac du Bonnet grey granite. Compressional velocities were found to be anisotropic, with the in situ vertical direction being the most rapid direction in both samples. The velocity anisotropy is related to the rock's pre-existing microcrack fabric. Compressional velocities rose over the course of the experiment due to radial penetration of fluid into the rock. A regression analysis showed that the velocity changes can be explained by variations in crack density, inferred from initial velocities, and radial distance from the borehole. The O'Connell and Budiansky (1974) model was then used to calculate saturation levels consistent with the observed velocity changes. Acoustic emissions reoccurred in a few distinct zones over several pressurisation cycles. The AE locations allowed two distinct fracture planes to be sharply delineated in one sample. AE source mechanisms showed that shear interactions were abundant at the microcrack level even though the samples failed macroscopically in tension.
 

RP009AECL: Analysis of the Microseismicity Induced by the 420 Level Development at the Underground Research Laboratory.  S. Talebi, B. Feignier and R.P. Young, April 1991

The excavation of the incline and decline galleries and room 405 at the 420m level of the Underground Research Laboratory was monitored during the period June-September 1990 using the shaft extension microseismic system. A total of 63 blasts were recorded. During the excavation, V-shaped notches have been observed mainly in the Northeast sections of the tunnels which are perpendicular to the orientation of the maximum principal in situ stress component. The objective of the present study was to investigate any fundamental differences between the characteristics of the two microseismic data sets originating from the two orthogonal sections of the tunnels.

In a preliminary analysis, two basic parameters were used: the number of events recorded within a certain time period following each blast and the rate of the activity. Histograms of the number of events after the blasts showed compatible features to those observed for the shaft excavation data set: the time period immediately after the blasts revealed to be one of increased activity, followed by a rather exponential decay of the number of recorded events. No apparent distinction, however, could be made between the blasts in Northeast and Northwest galleries based on the number of events within a certain time period or histograms of activity after the blasts.

Source parameter determination was performed for two representative data sets recorded following two blasts in the incline gallery: one in the Northeast section and the other in the Northwest section. The results revealed interesting features: the intensity of the events, estimated from their seismic moment and moment magnitude, is about 2 times larger for the events following the blast in the Northeast section. A similar ratio exists between the stress drop estimations while source radii are very similar. The release of seismic energy in the first case is of a higher level and more sudden than for the second case. These results are in agreement with in situ observations of damage during the excavation. 
 

RP010AECL: Calibration of the Queen’s Mine-by Microseismic System at the Underground Research Laboratory.  A.J. Feustel and R.P. Young, January 1992

Calibration of the Queen's Mine-by microseismic recording system was carried out at the URL in August of 1991. The routine QCAL was written to process the calibration data. This routine calculates the system gain on any input signal for each channel and also calculates the total system impulse response of each channel. The total system response is the product of the system gain and the accelerometer response over the frequency range of approximately 50 to 10000 Hz.

The system gain for each channel was typically between 4-5 times, and the sensor response was flat between 20-2000 Hz and rose slowly to +3 dB deviation from 2000 to 10000 Hz. This report presents the results of the QCAL routine in table form and includes coefficients determined for best fit polynomials to the system gain and total system impulse response signals.
 

RP011AECL: In Situ Velocity Measurements For The Mine-By Experiment.  S. Talebi and R. P. Young, March 1992

This report summarises the results of the P- and S- wave velocity measurements carried out at the 420 m level of the URL in the area of the mine-by tunnel in a velocity and an attenuation survey. In the first survey, blasting caps were used as the source and only P-wave velocities were measured. In the second survey, squibs were used as the source and both P- and S- wave velocities were measured. The best-fit line, to shot-sensor distance versus P--wave travel time, results in a P-wave velocity of 5,907 m/s for the velocity survey. Similar diagrams give a P-wave velocity of 5,903 m/s and an S-wave velocity of 3409 m/s for the attenuation survey. A Wadati diagram gives a value of 0.245 for the dynamic Poisson's ratio. The raypaths in granite and granodiorite show no significant difference in P-wave velocity.
 

RP012AECL:  Preliminary AE/MS Results From The Mine-By Experiment.  S. Talebi and R.P. Young, March 1992

Microseismic activity recorded following the reaming and rock breaking of a 1meter round of the mine-by tunnel of the URL is described. The event source locations, in both cases, cluster along the minimum principal stress direction in the plane perpendicular to the tunnel axis, above and below the tunnel. In the longitudinal section, some clustering is observed around the tunnel edges but no events seem to originate from inside the block of rock to be excavated. 
 

RP013AECL: Monitoring and Source Location of Microseismicity Induced by Excavation of the Mine-By Tunnel: Preliminary Analysis.  D.S. Collins and R.P. Young. October 1992

The Queen 's Microseismic System (QMS) monitored seismic activity through out the excavation of the Mine-by tunnel at the URL from September 1991 to August 1992. A detailed description of the installed QMS system is given. An on-site Queen's engineer (David Collins) was present through out the experiment, whose main purpose was to keep the QMS system acquiring data optimally and communicate any problems or needs between Queen's and URL personnel. A quantitative description of the various acquisition parameters used during the experiment are discussed.

The sole purpose of one computer at the URL was to source locate seismic events in real time, using automated Queen's software. These auto-source locations are presented on CAD views showing each of the 50 surveyed excavation rounds. For one round, a comparison of source locations is made from manually picked and auto-picked P-wave arrivals. A substantial improvement in source location error is found to occur from manually picking events, however, a comparison of the locations on CAD views of the tunnel shows similar patterns of seismic activity. This demonstrates the effectiveness of auto-source locating as a corroborative tool in providing an initial estimate of where seismic activity is occurring in real time.
 

RP014AECL: Uniaxial Compression Testing of Large Samples of Lac du Bonnet Granite at Low Strain Rates.  Part 1: Studies of Acoustic Emission Rate.  S.D. Falls and R.P. Young, October 1992

This report deals with acoustic emission (AE) rate and magnitude data from very slow loading rate uniaxial compression tests of four 19.4 cm diameter cylinders of Lac du Bonnet Granite from the 240m level of AECL's URL AE count-rate was measured during the four tests and is compared to both axial and inelastic volumetric strain. The curves presented of AE count versus axial strain show some common characteristics for all samples. The AE rate is initially quite low. The rate of AE activity begins to increase coincident with the onset of dilatancy. Their are generally some periods of accelerated AE activity well before ultimate failure. These are assumed to be related to localised spalling incidents. As failure approaches, the AE rate accelerates very significantly.

There is a relationship between inelastic volumetric strain and AE count during dilatancy. As dilatancy increases, the relative abundance of AE increases more than might be expected from simple dilatancy for most of the samples. This suggests that progressive localisation of event hypocentres is occurring rather than random microcrack locations. This progressive clustering of microcracks indicates that weakening of specific regions is occurring, which could lead to premature failure of the samples. The sample that attained the highest strength, showed a more linear relationship between inelastic volumetric strain and AE count than the other samples. This indicates that this sample may not have experienced the same degree of weakening as the other samples.

The magnitudes of events may be characterised by calculating so-called b-values at various stages during the tests. This has been done for one of the samples. Results indicated that event magnitudes are initially fairly low during the period of crack closure. They then decrease significantly during the quiet period of mostly elastic strain. Magnitudes then increase to higher values during dilatancy. Because of data uncertainties, it is difficult to determine whether there is a significant increase in event magnitudes as failure approaches.
 

RP015AECL: Acoustic Emission and Ultrasonic Velocity Study of Excavation-Induced Microcrack Damage in the Mine-By Tunnel at the Underground Research Laboratory.  S.R. Carlson and R.P. Young, November 1992

Acoustic emission monitoring and ultrasonic velocity measurements were employed to investigate excavation-induced microcrack damage in a portion of the Mine-by tunnel wall at  Atomic Energy of Canada Ltd's Underground Research Laboratory. Sixteen channels of 1.0 MHz, whole-waveform data were gathered over a 3.5 week period coinciding with tunnel extension rounds 17-20. The array was installed along the Northwest wall of the Mine-by tunnel in four 1.3-m-long NQ3 boreholes aligned parallel and arranged in a diamond pattern. The array was positioned as close as possible to the working face of the tunnel at the time of installation and was immediately adjacent to a radial array of eight miniature Bof-ex extensometers.

Acoustic emission event locations and ultrasonic velocity data indicate a definite, but fairly limited amount of microcrack damage in the portion of the tunnel wall under study. Compressional and shear wave velocities rose by 200 to 300 m/s over a distance of one metre into the tunnel wall. Compressional velocity anisotropies of 12% were recorded, with the maximum velocity oriented parallel and minimum velocity orthogonal to the tunnel azimuth. Only a small portion of the recorded acoustic emission activity located within the array; most events located directly above it. Those events that did locate within the array were concentrated near the tunnel free surface. Focal mechanism solutions indicate a shear mechanism for approximately three quarters of the near-array events and a tensile mechanism for most of the remainder.
 

RP016AECL: AE/MS Source Location Calibration and Velocity Results: Two Surveys Performed After the Mine-By Tunnel Excavation.  D.S. Collins and R.P. Young, March 1993

A velocity and attenuation survey was performed in August 1992 following the excavation of the Mine-by tunnel at AECL's Underground Research Laboratory. Velocities were calculated from both surveys using a schmidt hammer and blasting caps as sources, and the 16 triaxial accelerometers of the Queen's Mine-by Microseismic System (QMS) as receivers.

The velocity survey used sources in boreholes along the length of the Mine-by tunnel, drilled (30-70 cm) into the tunnel wall, resulting in:

Apparent P-wave velocity  5720 ? 110 m/s
Apparent S-wave velocity         3360 ? 50 m/s
Dynamic Poisson's Ratio 0.24 ? O.O1
Dynamic Young's Modulus       73.7 ? 2.2 GPa

The apparent P-wave velocity (with raypaths through the tunnel removed) is low compared with the velocity for the undisturbed rock mass, found by others to be 5900 m/s, and suggests that a damage zone exists around the Mine-by tunnel. The attenuation survey, with sources fired from outside of the receiver array, measured an apparent P-wave velocity of 5820 + 50 m/s, somewhat lower than would be expected for the undisturbed rock mass, suggesting some influence from galleries on the 420 Level including the Mine-by tunnel.

The accuracy of source locating microseismic events was found by comparing the known locations of boreholes from the velocity survey with calculated source locations. The schmidt hammer source was used as it has a similar energy to a microseismic event induced from the Mine-by tunnel excavation. It is concluded that the accuracy of manually source locating events in the central 12 meters of the tunnel, using a single velocity model and removing tunnel raypaths, is 0.3 ? 0.l meters.
 

RP017AECL: The Spatial and Temporal Distribution of AE/Ms Source Locations Following the Mine-By Tunnel Excavation of Round 17.  R P. Young and D. S. Collins, March 1993

The Queen's Microseismic  Mine-by System (QMS) monitored seismic activity induced from the excavation of the Mine-by tunnel at AECL's Underground Research Laboratory. A detailed analysis is presented of events collected during round 17 from March 5 - 19, 1992. A total of 359 events have been manually source located and presented on CAD views of the tunnel.

The frequency of seismicity shows a general reduction with time from the start to the end of the round, however, highs and lows in activity do occur. More seismicity occurs in the upper notch than the lower notch region. Two main factors could be causing this: gravity and geology. Rock in the upper notch falls to the ground as it is damaged, however rock in the lower notch region is confined by gravity and the weight of loose rock on the ground. Secondly, the geology of round 17 is granodiorite in the lower two thirds and granite in the upper third suggesting a lithological influence on seismic activity.

Temporal and spatial trends are seen in the data when the events are analysed over shorter time periods. Clusters of activity occur in the lower and upper notch regions, between rounds 13 and 17. Additionally aseismic zones are discernible, and one particular zone in the lower region of rounds 15-17 can be correlated with photographs of this area showing a raised portion (lack of lower notch). This region may mark a contact between rock of varying strength, possibly with the aseismic zone being an area in the rock mass having a higher percentage of granodiorite compared with granite.
 

RP018AECL: Ultrasonic Imaging of Damage Induced by Cyclic Loading of Lac du Bonnet Granite.  T. Chow, I. Meglis, and R.P. Young, March 1993

Thorough three dimensional ray path coverage of transmitted ultrasonic waves were used to determine the development of microcrack damage in a cylinder of Lac du Bonnet grey granite that was undergoing uniaxial cyclic loading. 19 of the 28 load cycles reached a stress that corresponded to the onset of unstable crack growth. Time of flight measurements were made following selected cycles. The data show a decrease in velocity and a change in orientation of the anisotropy of elastic wave propagation with continued load cycling. Wave velocity was found to decrease monotonically throughout the experiment, with ray paths orthogonal to the axial direction being affected the most. The acoustic velocity along the axial direction was least affected and decreased minimally throughout. Tomographic images indicated progressive development of microcracks, primarily in lobes near the central circumferential surface of the cylinder. While only the base slowness was imaged within the lobes, the relatively constant axial velocities suggest these were primarily sub-vertical axial splitting cracks. In addition, the slowness reconstructions were designed to be preferentially sensitive to axial microfractures.

The onset of stable crack growth was estimated by monitoring volumetric strain reversal in real time) using axial and circumferential strain gages. Acoustic emission counts were monitored during the load cycles to aid in the determination of the onset of -stable and unstable crack growth. The Kaiser effect was noticed on the first few load cycles only; thereafter AE commenced at approximately the same load each time the sample was cycled.
 

RP019AECL: AE Monitoring During Loading of Lac du Bonnet Granite Blocks Containing Central Holes.  I.L. Meglis, R. Chow and R.P. Young, March 1993

Three blocks of Lac du Bonnet granite from the Cold Spring Quarry were tested under various load conditions to investigate the effect of stress path on notch formation. Two blocks had throughgoing central holes, and were subjected to uniaxial and biaxial loads, respectively. The third block initially had a partially drilled central hole and was subjected to a biaxial load. Following loading, the hole was advanced and the sample was reloaded until on the fourth cycle the hole was throughgoing. AE studies were used to determine the location and mechanism of microcracking during the load cycles on the incrementally drilled sample. Results indicate that activity was associated with fracturing both close to the face of the partially drilled hole and with the boundary conditions of the applied load. Most AE events had either shear or complex source mechanism, though many of the events close to the hole were apparently implosive events. Notch formation occurred in this sample when the tangential stress in the hole was approximately 345 MPa, significantly higher than the unconfined compressive strength of the sample. The damage associated with the advancing hole was apparently quite localised and therefore does not appear to have significantly affected notch development.
 

RP020AECL: Thermally Induced Fracturing of Lac du Bonnet Granite, S.R. Carlson, D.P. Jansen and R. P. Young, April, 1993

Concurrent ultrasonic tomography and acoustic emission monitoring were employed to study thermally induced fracturing in unconfined samples of Lac du Bonnet pink granite. The samples were thermally cycled to progressively higher peak temperatures with an electrical resistance cartridge heater placed in a central vertical borehole. Tomography data were collected at room temperature before and after each thermal cycle. Acoustic emission waveforms were recorded during both heating and cooling phases of each thermal cycle. Acoustic emission events were located and source mechanisms determined. Macroscopic fractures originated at the relatively cool outer surfaces, grew inward toward the heat source, and eventually intersected the heater borehole in both samples. Acoustic emission locations and ultrasonic tomography clearly delineated the macroscopic fractures. We attribute the development of the macroscopic fractures to a thermal gradient cracking mechanism and hoop stresses exceeding the tensile strength of the sample..
 

RP021AECL: Source Mechanism Studies at the Underground Research Laboratory.  B. Feignier and R.P. Young, April 1993

This report describes the status of research on failure mechanisms of microseismic events induced by the excavation of the “Mine-by” tunnel at AECL’s Underground Research Laboratory (URL) in Pinawa, Manitoba.  The overall objectives of this study were to enhance understanding of the rockmass response to the excavation process and use the information contained in the source of the microseismic events to determine the mechanism of damage development in the tunnel.

The moment tensor inversion method was applied to events recorded during and after the excavation of Round 17 of the mine-by tunnel.  This choice is explained by the location of this round, at the centre of the tunnel, i.e. at the centre of the microseismicity array where location accuracy and focal coverage are optimal.  Also, an extended time period was allocated to microseismic monitoring, giving more than 300 hours of recording.  Therefore, Round 17 was chosen as an initial case study.

In the report, the first thirty seven microseismic events associated with the excavation are analysed.  Their hypocenters correlate with the damage observed underground.  This damage develops in the sigma3 direction similarly to borehole breakouts being observed in the petroleum industry.  A detailed analysis of the source mechanisms was carried out, using moment tensor inversion, to investigate the growth of the breakout in its early stage.  The results show that as much as 75% of the mechanisms contain a significant negative isotropic component.  These events are interpreted as closure of cracks, due to changing stress conditions, that opened during earlier excavation phases.  It was emphasised that “classical” seismological techniques to investigate source properties (such as fault plane solution, Brune or Madariaga source models) are inadequate since they are based on the assumption of a shear failure mechanism which may or may not be applicable to excavation-induced seismicity..
 

RP022AECL: Attenuation Analysis at the AECL Underground Research Laboratory Using the Spectral Ratio Method; Preliminary Results.  A.J. Feustel And R.P. Young, April 1993

A controlled experiment was carried out in August, 1992 at the AECL Underground Research Laboratory that was designed to investigate seismic P-wave attenuation by use of the spectral ratio technique. This experiment was unique because it offered an opportunity to measure in-situ attenuation for a granitic rockmass whose volume encompassed a 16 sensor triaxial accelerometer microseismic array. Results from the experiment for 7 ray paths gave average values of Qp ranging from 188 to 276. The average of 69 individual calculations was 223 with a standard deviation of 37. Errors for each individual value were between 19% and 30% with the largest portion of the error (approximately 20%) caused by the uncertainty in the geometrical spreading constraint of the data. Qp values measured in a horizontal plane seemed to vary as a function of path azimuth but large uncertainties in the data reduced the confidence in this observation. 
 

RP023AECL: The Spatial and Temporal Distribution of Microseismicity Recorded in Round 17 of the Mine-By Tunnel.  D.S. Collins and R P. Young, November 1993

The seismicity recorded in the round 17 volume of the Mine-by tunnel was manually source located  and analysed. 113 microseismic events were recorded in this round, over the length of the experiment, with the first events occurring after the excavation of round l6.

The 72 events locating in the upper half of the round cluster and correlate well with the surveyed breakout notch. The frequency of seismicity in this area peaks 39 days after it starts, when the tunnel has been excavated to approximately 3 meters past round l7. Virtually no seismicity occurs in this area after this time. The seismicity shows spatial trends with the locations starting in a broad distribution around the bottom of the upper notch area, and then moving upwards towards an apex. The 4l events locating in the lower half of the round occur intermittently over a 5 month period, with the last 8 events being recorded after the track and loose rock on the tunnel floor are removed. A much smaller breakout notch occurs in this lower half compared to the upper half of the round, and the events are seen to locate broadly over this lower notch area The seismicity locates slightly outwards from the tunnel perimeter with time.

A correlation between geology and seismicity is apparent. Seismicity in the upper half of round 17 clusters in the overbreak notch formed in the grey granite. The lower half of  round 17 is granodiorite, and although a much smaller notch forms, the broad zone of seismicity recorded suggests a certain amount of damage has occurred to the rock mass at this location.  The seismicity is plotted on tunnel profiles, taken at convergence array 415-5, and show  that the upper and lower notches develop with time. From these it is suggested that the notches develop over a longer time period than the seismicity suggests. It is seen that after the majority of seismicity in the upper area of round 17 has occurred, the notch profile continues to evolve for several subsequent months.
 

RP024AECL: Initial Progress Report on Acoustic Emission Monitoring of Stage 1 of the Mine-By Heated-Failure Tests.  Stephen D. Falls and R P. Young, February 1994

The Canadian nuclear fuel waste disposal concept involves the storage of initially thermally hot materials in the floor of underground openings. The mine-by heated failure tests are part of the program to evaluate this disposal scheme using a variety of rock mechanics and seismic/ultrasonic monitoring techniques. Phase I of this experiment involved the drilling of a 600 mm diameter borehole at the 420 m level of Atomic Energy of Canada Limited's (AECL's) Underground Research Laboratory (URL) near Pinawa, Manitoba. The volume of rock surrounding the borehole was subsequently heated such that the rock at the 600 mm borehole wall reached a temperature of 85 C.

This progress report deals with the initial findings of the acoustic emission (AE) monitoring program. The AE history is being monitored by two methods. Firstly, the AE energy outputs from 16 ultrasonic transducers surrounding the test site are being continuously monitored. There are four sensor boreholes surrounding the large central borehole, each containing four evenly space transducers. Monitoring commenced November 28, 1993, continuing throughout the period of drilling of the 600 mm borehole, a quiet period following the drilling, and into the heating phase of the experiment.  Secondly, full waveform data is being acquired, to be used for AE source location studies. 
 

RP025AECL: Wave Propagation Effects of an Underground Opening.  S.C. Maxwell and R.P. Young, March, 1994

A p-wave velocity survey was performed after the excavation of the Mine-By tunnel, at the Underground Research Laboratory. The survey was performed in order to calibrate the velocity structure for source locating the excavation induced seismicity. The tunnel excavation was found to significantly alter the velocity structure, in particular the amplification of an anisotropic fabric in the rock probably related to microcracks. The tunnel opening was also causing waves to be diffracted, which was modelled using an algorithm based on a finite-difference scheme. Anisotropic velocity inversion was performed to analyse the variation in velocity immediately around the tunnel. Although the resulting image had resolution limitation related to limited raypath coverage, a distinct zone of high velocity was observed roughly corresponding to a zone of increased stresses where a break-out notch formed. Perpendicular to this zone, a region of decreased velocity was found associated with a region of decreased stress. The stress changes are believed to have preferentially opened and closed pre-existing fractures (maybe excavation-induced) in the rock, thereby decreasing and increasing the p-wave velocity. The induced microseismicity is found to be generally associated with the high-velocity region adjacent to the notch, and appears to be located along the boundary between the fractured and elastic regions. The comparison of the velocity structure and the induced seismicity highlights the potential of using a holistic interpretation of seismicity and velocity data to assess the excavation damaged and disturbed zones.
 

RP026AECL: Comparison of the Excavation-Induced Microseismicity From the Granite and Granodiorite Sections of the Mine-By Tunnel.  D. S. Collins and R. P. Young, April 1994

420 seismic events recorded in granite and granodiorite regions of the Mine-by tunnel are analysed for spatial and temporal trends in source locations. In particular the seismicity in the l meter, round 7 (granite) and round 25 (granodiorite) volumes are compared.

In both 1 meter volumes, the first seismicity happens after the excavation of the previous round, round 6 and 24 respectively. The events after the round 6 excavation occur directly ahead of the face and it is suggested that this initial cracking causes zones of weakness that influence the location of the round 7 post-ream crack. In the upper notch region of the round 7 volume, seismicity peaks when the tunnel excavation is l - 2 meters past round 7, compared with the round 25 volume in which the amount of seismicity is high directly after the excavation of round 25 and then again when the tunnel is approximately 11 meters past round 25. In both l meter volumes, the lower notch development seems to be confined by the loose rock and track on the floor of the tunnel. In the round 7 volume the majority of the seismicity in the lower notch region occurs after the excavation of rounds 7 and 8, and in the round 25 volume, the seismicity peaks when the tunnel is about 3 meters past round 25.

Two main points are found from comparing the seismicity in the granite and granodiorite regions: i) the spatial extent of damage surrounding the tunnel is similar, with seismicity extending to about 1 meter from the tunnel perimeter in the notch regions, and seismicity occurring close to the perimeter on the sides of the tunnel, and ii) seismicity in the granodiorite rounds continue for a longer time (after a greater number of rounds have been excavated), than seismicity in the granite rounds, suggesting a difference in the seismic response time between the two rock types.
 

RP027AECL: Acoustic Emission and Ultrasonic Velocity Studies of the Mine-By Heated Failure Test - Phase 1.  S.D. Falls and R.P. Young, August, 1994

During the first phase of the Mine-by Heated Failure Tests, acoustic emission monitoring (AE) and ultrasonic p-wave velocity studies were undertaken to gain a better understanding of the processes taking place as a large diameter borehole was drilled, and then the volume of rock around the hole was heated such that the borehole wall reached a temperature of 85°C. This was done in room 415 at the 420 m level of the Underground Research Laboratory (URL). The AE monitoring program was used to temporally and spatially delineate microcrack activity associated with the development of borehole breakout and damage at the borehole face. It also showed that microcrack activity was taking place in the notch in the floor of the room and that this was activated by the heating and cooling process.

P-wave velocity studies showed the changing conditions within the rock surrounding the borehole. Large velocity increases at the start of drilling have been attributed to rapid saturation of the rock mass indicating the presence of a somewhat permeable network of cracks in the vicinity of the tunnel, probably induced during tunnel excavation. The crack density appears to be greatest closest to the tunnel floor decreasing with depth, and the cracks seem to be aligned parallel to the length of the tunnel.
 

RP028AECL: Source Parameters of Excavation Induced Seismicity from the Mine-By Tunnel.  D.S. Collins, C. Baker and R. P. Young, November, 1994

The Mine-by experiment at the Underground Research Laboratory, Manitoba involved the excavation of a tunnel in one meter increments under extreme stress conditions while being monitored by state-of-the-art geotechnical instrumentation. The large number of induced seismic events recorded by a 48 channel microseismic monitoring system, have been processed for source locations and source parameters using a calibrated, automated software package. A total of 93l7 events were located and the parameters: seismic moment, radiated energy, source radius, static stress drop, and S/P wave energy ratio, were calculated. Source parameters were computed on the basis that shear failure was considered a significant component of the failure process.

It is found that the highest level of seismicity and the events with the largest source parameter values occur within a 2 meter region of the active excavation face (between 0.5 meters ahead and 1.5 meters behind the face). Seismicity occurs for a long distance (up to 20 meters) further behind the active excavation face, with the upper range (maximum value) of the source parameters, e.g. seismic moment, decreasing with distance from the face. This envelope of maximum source parameter values with distance from the face relates to the change in stress concentration due to the influence of the tunnel. The area surrounding the tunnel is divided into four regions, namely the upper and lower notch regions, sidewall region, and region ahead of the face. No significant differences in the ranges of the source parameters can be seen in these four areas. The large range of S/P wave energy ratios indicate the events varied in mechanism from pure shear to shear with volumetric (tensile or compressional) components of failure. Events with high and low S/P energy ratios seem to occur spatially together around the tunnel. An analysis of the events surrounding a one meter section of the tunnel, suggest that the first events to occur in a new zone of competent, undamaged rock are smaller in size than those occurring later in this same area. This may be interpreted as the later events occurring in a damaged zone of rock with slip over a larger area taking place.

Comparing the events from the Mine-by tunnel excavation with those from the mine shaft extension, the most notable difference is the latter seismicity is generally higher in radiated energy. This may be explained by the different tunnelling directions and associated stress ratios, as well as the different excavation methods. Events from both excavations, show a large range of S/P wave energy ratios, suggesting a complex damage process and the need for further source mechanism analysis using moment tensor inversion.
 

RP029AECL: Atomic Energy of Canada Limited Acoustic Emission and Ultrasonic Velocity Studies of the Mine-By Heated Failure Test - Phase 2.  S.D. Falls and R.P. Young, March 1995

During the second phase of the Mine-by Heated Failure Tests, acoustic emission monitoring (AE) and ultrasonic P-wave velocity studies were undertaken to gain a better understanding of the processes taking place as a volume of Lac du Bonnet granite was heated to a temperature of about 85°C and then a large diameter borehole was drilled within this volume. This was done in room 415 at the 420 m level of the Underground Research Laboratory (URL). The AE monitoring program was used to temporally and spatially delineate microcrack activity associated with the development of borehole breakout and damage at the borehole face. Borehole breakouts, as delineated by AE source locations developed much more rapidly under heated conditions than they did under unheated conditions in the previous phase of the experiment. AE also showed that microcrack activity was taking place in the notch in the floor of the room and that this was enhanced by the heating and cooling processes.

P-wave velocity studies showed the changing conditions within the rock surrounding the borehole. The crack density appears to be greatest closest to the tunnel floor decreasing with depth, and the cracks are aligned parallel to the tunnel wall. Changes in P-wave velocity mirror the temperature profile. Thermally induced stresses are thought to close existing microfractures to some extent, thus increasing P-wave velocity.

RP030AECL:Three-Dimensional Seismic Velocity Imaging of the Mine-By Tunnel. S.C. Maxwell and R.P Young, August 1995

A p-wave velocity survey was performed after the excavation of the Mine-By tunnel, at the Underground Research Laboratory. The survey was performed in order to calibrate the velocity structure for source locating the excavation induced seismicity. Maxwell and Young, 1994, presented results of a preliminary analysis of this controlled-source velocity survey. A new 3D velocity image was computed for the central portion of the tunnel. A zone of high velocity was observed roughly corresponding to a zone of increased stresses where a break-out notch formed. Perpendicular to this zone, a region of decreased velocity was found associated with a region of tensile stress. The stress changes are believed to have preferentially opened and closed pre-existing fractures in the rock, thereby decreasing and increasing the p-wave velocity.  The induced microseismicity is found to be generally associated with the high-velocity region adjacent to the notch, and appears to be located along the boundary between the fractured and elastic regions. Passive-source images were also computed from the induced seismicity data using a simultaneous hypocentral location and velocity inversion technique. An image of the upper notch showed decreased velocities in the fractured zone in the notch, with higher velocities in the intact-high stress region further into the rockmass. A separate image of the velocity structure immediately ahead of the tunnel face indicated decreased velocities in the tensile stress region. A comparison was also made between the source parameters of the induced seismicity and the velocity structure The greatest seismic deformation was found to occur with the velocity transition zone, corresponding to the boundary between the fractured rock and the highly stressed. intact rock The comparison of the velocity structure and the induced seismicity highlights the potential of using a holistic interpretation of seismicity and velocity data to assess the excavation damaged and disturbed zones
 

RP031AECL: Acoustic Emission and Ultrasonic Velocity Studies of the Mine-By Heated Failure Test - Phase 3.  S.D. Falls and R.P. Young, August 1995

Phase 3 of the Mine-by Heated Failure Tests, involved the excavation of two 600-mm-diameter boreholes with approximately 400 mm spacing between them. Much of the emphasis of this phase is to determine whether there was any interaction between the two holes. The volume of rock around the boreholes was heated such that the temperature at the borehole wall reached approximately 85°C, starting 25 days after the completion of drilling. Heaters were on between 28 October and 14 December, 1994. Acoustic emission (AE) activity was monitored between 23 August, 1994 and 20 January, 1995. This period was several weeks before drilling started to several weeks after the heating ceased. Throughout this period three-dimensional P-wave velocity surveys were conducted approximately once every week. The experiment took place in room 415 at the 420 m level of the Underground Research Laboratory (URL). The AE monitoring program was used to temporally and spatially delineate microcrack activity within a volume extending 1 to 2 metres from the large central boreholes.

Drilling the first hole resulted in relatively low levels of AE energy release. However, as the drilling of the second hole commenced, high levels of AE energy were released and anomalous AE activity continued over a prolonged period relative to the single-hole results from phase l. During the heating period, the AE energy rate rose to a peak within a few days, which was much faster than in previous tests. As in other tests the AE rate began to decay after reaching a peak. Unlike previous tests, the AE rate began to rise to a second peak of activity starting after about two weeks of heating. The trend during heating was that much higher AE levels occurred than in phase l.

P-wave velocity showed a trend of general decay throughout the test, with the average velocity at the end of the test over 100 ms-1 slower than the initial velocity. As with the previous phases, there was a substantial rise in velocity at the beginning of heating. This change can probably be associated with thermally-induced stress increases closing existing microcracks. Unlike the previous phases there was a large drop in P-wave velocity during heating, occurring coincidentally with the second peak in AE activity described above. This velocity decrease, coupled with the increase in AE rate, suggests that extensive microcrack damage occurred during the heating process. A general progressive increase in P-wave velocity in the rock below the holes indicates that stress may have been shed to the deeper regions as the shallower parts of the study volume became damaged.

AE source locations show that the borehole-breakout activity was limited during the drilling of the first hole, but developed rapidly in both holes as the second hole was excavated. The AE locations are more strongly clustered on the side of each hole adjacent to the neighbouring hole than on the outer sides. There is no evidence of direct interconnecting large cracks between the two boreholes. However, during the heating period marked by a velocity decrease and AE energy peak, there does appear to have been scattered activity throughout the volume, most concentrated in the web region between the holes.
 

RP032AECL: Preliminary Analysis of the Excavation Damage Zone Around the Mine-By Tunnel by Borehole Logging Using a Micro-Velocity Probe.  S.C. Maxwell, R.E. Murdie and R.P. Young, March 1996

In order to characterize the extent and degree of damage around underground excavations, a proto-type micro-velocity probe was constructed. The probe measures the time of travel of high-frequency (ultrasonic) seismic waves travelling between two transducers, and enables the variation in velocity to be logged within boreholes. By logging radial boreholes around the underground excavation, the velocity logs can be used to assess the excavation damage zone.  Preliminary trials of the probe at AECL's URL indicated that the probe is both simple and effective. Several holes in the Mine-by tunnel were logged, which indicated significant damage in the rockmass immediately around the tunnel. Core from one of the holes was also logged which indicated that the velocity of the core was 57% of the in situ velocity. 
 

RP033AECL: Acoustic Emission And Ultrasonic Velocity Studies Of The Mine-By Heated Failure Test - Phase 4.  S.D. Falls and R.P. Young, July 1996

During the fourth phase of the Mine-by Heated Failure Tests, acoustic emission monitoring (AE) and ultrasonic p-wave velocity studies were undertaken to gain a better understanding of the processes taking place as a large diameter borehole was drilled, and then the volume of rock around the hole was heated such that the borehole wall reached a temperature of 85°C. In this phase the large diameter borehole was sealed and held under 100 MPa pressure to simulate the effects of backfilling the borehole before the rock mass was heated. This was done in room 415 at the 420 m level of the Underground Research Laboratory (URL).

The AE monitoring program was used to temporally and spatially delineate microcrack activity associated with the development of borehole breakout and damage at the borehole face. This activity was greatest during times of transition, drilling heating and cooling. Compared to previous phases, the activity during the heating phase of the experiment was less concentrated in the breakout notches in the large-diameter borehole. This suppression of activity was related to the pressurisation of the HFT5 borehole. Increased activity was seen in these breakout notches during depressurisation events. Microcrack activity was also taking place in the notch in the floor of the room, which was activated by the heating and cooling process.

P-wave velocity studies gave information on the initial conditions and temporal changes in the rock mass surrounding the HFT5 borehole. Results indicated the presence of an excavation damaged zone, with microcracks predominantly aligned approximately parallel to the floor of the tunnel. decreasing in crack density with depth into the rock. There was a slight drop in P-wave velocity due to drilling the HFT5 borehole, little change due to pressurisation of the hole. and a large increase due to thermally induced stress during heating.
 

RP034AECL: Micro-Velocity Probe Logs of the Permeability Test Boreholes in the Mine-By and Excavation Stability Experiments.  S.C. Maxwell and R.P. Young, January 1997

A modified design for a micro-velocity logging probe was tested at AECL in September 1996. The probe is used to measure changes in ultrasonic interval velocity within boreholes, to investigate the damage zone around underground excavations. The new probe provided better quality data compared to the original design, mainly due to improved transducer contact with the borehole walls. A strategy for logging p- and s-wave velocities was also implemented. The new probe was used to log holes in which a SEPPI probe has been used to measure in situ permeability, so that velocity changes could be related to permeability changes. Logs collected in extensometer holes in the Mine-by tunnel indicated substantial excavation-induced damage in the surrounding rock mass. By contrast, relatively little damage was observed around the Excavation Stability tunnel (418-2). In the tensile side-wall of the tunnel, damage was observed extending to 70 cm. However, in the other holes in the floor of tunnel, less than 10 cm of damage was found. Relatively larger velocity variations due to lithology changes were found in this tunnel, compared to the Mine-by tunnel which appeared more homogeneous. Velocity anisotropy around the Mine-by tunnel was also investigated by comparing borehole logs with cross-hole measurements. In the region at the end of the tunnel and ahead of the excavation face, a damage region was found to extend to more than 1 m into the rock. The microfractures appeared to be subvertical, approximately parallel to the tunnel face. In the side-wall region of the tunnel, the damage zone was found to extend to about 50 cm. In this case, the microfractures appear to be subhorizontal. In both instances, the inferred microfracture orientation agrees with the orientation of near-field, tensile principal stress. 
 

RP035AECL: Assessing Microcrack Damage Around the Mine-by Tunnel at the Underground Research Laboratory Using Ultrasonic Velocity Tomography. I.L. Meglis, T. Chow and R.P. Young, April 1997

The compressive strength of rock is influenced strongly by the presence of microcracks, which can provide nucleation sites for fractures which ultimately lead to failure. Information on the distribution of microcracks around underground excavations may therefore be useful in assessing the strength of material adjacent to the openings. The density of microcracks, their initial size, and any preferred orientation are all factors which influence the tendency of the rock to fail under stress. Because these factors also affect both the velocity and amplitude of ultrasonic waves in rock, they can be assessed in situ both qualitatively and, potentially quantitatively using measurements of wave velocity and amplitude. The purpose of this work was therefore to make a detailed ultrasonic survey around one quadrant of the Mine-by tunnel at 420 m depth at the Underground Research Laboratory in order to characterize the crack population which formed in response to the stress changes associated with underground excavation.

The velocity data from this survey provide an estimate of the average rock properties within a 1 m shell around this portion of the tunnel. The raw data are then used to generate a tomographic image of this shell, which provides a more detailed picture of the spatial variation of velocity properties within the rock. Relative changes in crack density and orientation around the tunnel are inferred from these results. In summary, the material in the region from the sidewall to about midway to the notch region appears to be extensively microcracked, resulting in as much as 30% drop in velocity from the intact values. The microcracking is most concentrated close to the tunnel wall, but persists to at least 1 m depth into the rock. The region midway between the notch and the sidewall shows the strongest alignment of cracks, inferred from the magnitude of the velocity anisotropy. Within the notch region, in apparent contrast with the extensive microseismic activity reported by Feignier and Young (1993), the material shows only a small amount of microcrack damage. However, this observation is consistent with the fact that much of the original damaged material has spalled away during notch formation. The existing cracks are apparently concentrated within the few cms of material adjacent to the tunnel.

It appears therefore that the stress changes associated with excavation and the subsequent stress conditions induce grain-scale microcracking all around the tunnel, and not solely in the notch. In the sidewall region, where both the pre- and post-excavation stresses are low , the distribution of microcracks is relatively isotropic. Closer to the notch, where the tangential stress is higher, the microcracks show a higher degree of preferred orientation. Within the notch region, it is inferred that the very high tangential stresses produced a high local density of strongly aligned cracks, which ultimately led to breakout formation.

Analysis of the strength and velocity measurements made by CANMET on core samples of Lac du Bonnet granite indicates a correlation between decreasing unconfined compressive strength (UCS) and ultrasonic velocity, both of which are related to the microcrack damage in the samples. Extrapolating this correlation to the measurements in situ suggests that the strength of much of the material surrounding the tunnel has been reduced by the excavation-induced microcrack damage. The current stress acting on the material in the sidewall is still well below the in situ strength inferred from the velocity measurements. However, the magnitude of induced thermal stresses, stress changes resulting from continued excavation, and stress waves generated by blasting and induced seismicity must be considered.

The material in the notch region shows little existing crack damage, implying little reduction in short-term strength. However, the effects of continued strength degradation from stress corrosion, crack propagation or thermal fracturing are also unknown. Any cracks which form by such processes in the highly stressed notch region are likely to be strongly aligned parallel to the tunnel wall and could contribute to further spalling. This spalling would then induce further stress changes in the region. Therefore the absence of extensive microcracking, as is detected in the sidewall, does not necessarily imply long-term stability for the notch region. 

Future work is suggested on calibrating the correlation between strength, velocity, and crack density in damaged rocks in order to provide a more useful tool for assessing in situ strength properties.
 


Applied Seismology Consultants, Shrewsbury, UK 

consulting@seismology.org